Securities Attorney - Fred J. Fleming

Protecting Your Legal Rights (continued)
by Fred J. Fleming (800) 882-5500 or 213-381-1321

Unauthorized Trades:
Your broker bought any securities and (or) stock without asking you.

Order Failure:
Your broker did not sell (or buy) securities and (or) stock when you told him to.

Mutual Fund Switching:
Your broker sells one of your government bond mutual funds and buys another government bond mutual fund.

As an example, if a retired school teacher expresses to stockbroker that he or she wants to be in only safe investments and the stockbroker buys speculative stock investments and a major loss occurs, the stockbroker is in violation of the law.

Here is a list of possible Securities Fraud that we handle:

commission churning misrepresentations

unsuitable investments unauthorized transactions

execution failures excessive mark ups

unregistered securities disappearing funds

improper margin liquidations botched transfers

web-broker outages unregistered brokers

broker bribes fraudulent research

boiler room tactics junk bonds

If you suspect you have been a victim of any of the above securities fraud you should seek help from a qualified attorney immediately to see if you have a claim.

We Can Help! Contact Us Now or Call Us Toll Free 1-800-882-5500